Photonica

Refractive index (n)

The ratio of the speed of light in vacuum to its phase velocity in a medium. The single most fundamental parameter in optics, governing refraction, reflection, dispersion, and waveguiding.

The refractive index of a medium is

n  =  cvp,n \;=\; \frac{c}{v_p},

where cc is the speed of light in vacuum and vpv_p is the phase velocity in the medium. For real materials, nn is generally complex: n~=n+in\tilde n = n' + i n''. The real part nn' describes phase propagation; the imaginary part nn'' describes absorption via the relation α=4πn/λ0\alpha = 4\pi n'' / \lambda_0.

For non-magnetic dielectric materials (μr=1\mu_r = 1):

n  =  ϵr,n \;=\; \sqrt{\epsilon_r},

where ϵr\epsilon_r is the relative permittivity at optical frequencies.

Typical values at 1550 nm:

Materialnn
Vacuum1.000000
Dry air (1 atm, 20 °C)1.000270
Water1.318
Fused silica (SiO2_2)1.444
Silicon nitride (Si3_3N4_4, stoichiometric)2.00
Aluminum oxide (Al2_2O3_3)1.746
Silicon (Si)3.476
Indium phosphide (InP)3.166
Gallium arsenide (GaAs)3.376
Lithium niobate (LiNbO3_3, ordinary)2.211
Germanium (Ge)4.275
BK7 glass (visible λ\lambda)1.515
Polymer cladding (typical)1.45 – 1.55

Wavelength dependence (dispersion). Refractive index varies with wavelength, described empirically by the Sellmeier equation:

n2(λ)  =  1+iBiλ2λ2Ci,n^2(\lambda) \;=\; 1 + \sum_i \frac{B_i \lambda^2}{\lambda^2 - C_i},

where BiB_i and CiC_i are material-specific Sellmeier coefficients. The wavelength derivative determines the chromatic dispersion of the material.

Temperature dependence. The thermo-optic coefficient dn/dTdn/dT governs how index changes with temperature:

Materialdn/dTdn/dT at 1550 nm
Silicon+1.86×104+1.86 \times 10^{-4} K1^{-1}
Silicon nitride+2.5×105+2.5 \times 10^{-5} K1^{-1}
Fused silica+1.1×105+1.1 \times 10^{-5} K1^{-1}
InP+2.0×104+2.0 \times 10^{-4} K1^{-1}
Polymer (typical)1-1 to 2×104-2 \times 10^{-4} K1^{-1}

Silicon's large positive thermo-optic coefficient drives the thermal sensitivity of silicon photonic resonators (80\sim 80 pm/K wavelength shift for typical SOI ring resonators) and enables thermo-optic phase shifters as the dominant active element on silicon photonic PICs.

Polymer claddings with negative dn/dTdn/dT are used in athermal waveguide designs to partially compensate the silicon thermal sensitivity.

Refractive index also depends on carrier density (plasma dispersion effect in semiconductors), electric field (electro-optic effect), optical intensity (Kerr effect), and mechanical strain (photoelastic effect) — these are the basis of essentially all active optical modulation.